Representative Transactions

WE HAVE ADVISED NUMEROUS ESTABLISHED AND EMERGING MANAGERS THROUGHOUT THE UNITED STATES IN FORMING AND OPERATING HEDGE FUNDS, PRIVATE EQUITY FUNDS, REAL ESTATE FUNDS AND OTHER ALTERNATIVE FUNDS USING VARIED STRATEGIES; INCLUDING EQUITY, FIXED INCOME, DISTRESSED DEBT, SECTOR FUNDS, AND REAL ESTATE. WE HAVE ALSO ADVISED OPERATING COMPANIES ON DEBT AND EQUITY REGULATION D PRIVATE PLACEMENT SECURITIES OFFERINGS FOR ALL MARKET SECTORS; INCLUDING, REAL ESTATE, ENERGY, LENDING AND FINANCE, HEALTHCARE AND MANUFACTURING. BELOW IS A REPRESENTATIVE LIST OF OUR RECENT SECURITIES TRANSACTIONS:

• Formed a biopharmaceutical sector hedge fund for a New York based investment manager.

• Represented a multi-manager series fund platform incorporating more than ten sub-manager series LLC funds and associated offshore segregated portfolio companies using diverse equity, debt, and real estate-based trading strategies.

• Represented an SEC-registered master-feeder fund in an on-site SEC audit.

• Hedge Fund formation for a Chicago based leveraged options fund, using a structure employing limited partner-owned in-kind contributions as option leverage.

• Acted as counsel to a Florida based medical device manufacturer in a $60 million private placement offering.

• Represented a state-registered investment manager in forming a long-short options fund.

• Formed a multi-strategy hedge fund for a Pennsylvania-based investment manager.

• Represented a London and US based investment manager in the formation of an asset-based lending fund using a side-by-side structure.

• Prepared a $10 million debt private placement offering on behalf of a New Jersey based lender.

• Prepared multiple debt and equity offerings for a security camera manufacturing company.

• Represented a multi-office, mid-size real estate lending hedge fund with respect to multiple fund entities.

• Represented a New York fund manager in the conversion of a $10 million incubator fund into a mixed equity and debt hedge fund.

• Represented a New York based investment manager in the formation of a fixed income arbitrage, global securities fund using a Cayman Islands based master-feeder structure.

• Represented a Florida based medical device manufacturer in a $10 million Regulation D private placement equity offering.

• Multiple multi-million dollar equity series and debt private placement offerings for a New Jersey based debt investor.

• Represented a real estate investment company in a private placement offering to purchase current management and operating leases of long-term care and retirement facilities.

• Private placement offering for a New York based online mobile application company.

• Represented a Chicago based real estate developer in a private placement offering for a multi-million dollar commercial real estate development.

• Represented a New York based investment manager in the formation of an open-ed equities hedge fund.

• Represented a Colorado based film producer in a private placement offering for development of a motion picture.

• Represented an issuer in a $60 million equity offering for the manufacturing and distribution of armored vests.

• Regulation S and Regulation D offering for a real estate company consisting primarily of offshore investors in connection with an EB-5 program.

• Prepared a multi-million dollar equity private placement offering for a 1940 Act Investment Company.

• Hedge Fund formation for a state-registered investment fund focused on monthly options.

• Prepared an equity private placement offering for a major, Washington DC based news reporting corporation.

• Formed a real estate lending fund for a Utah based commercial real estate lending group.

• Represented a Utah based motion picture producer in a Regulation D offering for the development of an independent motion picture private placement offering for a Las Vegas based online mobile application company.