John Lore, managing partner of Capital Fund Law Group, joined Alyne on The Reg Tech Report to discuss investment strategies and the current investment ecosystem in RegTech, specifically in the U.S.
During this informative Podcast, Mr. Lore offers insights on PE and VC investment activity and strategies, from broad activity to specific tech segments, and how the compliance industry continues to grow as regulations continue to expand.
We ask hedge fund managers five main questions to determine who can invest in their fund. Many prospective fund managers mistakenly believe that the “accredited investor” standard is the only required investor accreditation standard for their investors.
The investor standard of investor suitability applied to an investment fund may depend on the state or federal investment adviser regulations the fund manager is bound by. The two most common investor standards for private fund advisers are the “accredited investor” standard or the significantly higher “qualified client” standard.